Accelerate compliance with VerityRMS. Manage, monitor, and demonstrate compliance — without disrupting your research team.Download Compliance Overview Brief
Reporting capabilities gather everything you need. See who met with whom, when, and what was discussed. Run a report on any security or analyst across specific date ranges, including all attachments and notes, in mere seconds. VerityRMS supports time-accurate versioning of all research.
Get alerts if/when an analyst is doing work on certain companies. With highly configurable templates and dashboards, compliance teams capture details on securities, contacts, MNPI disclosures, as well as broker, management, and expert network interactions, and more.
Stay on top of securities restrictions with dedicated workflows for managing restricted lists and communicating with investment teams. Compliance team members and fund management stay on top of research being downloaded or shared externally via alerts and activity dashboards.